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Updated: 1 hour 19 min ago

Giant Global Markets Limited

8 hours 42 min ago
We believe this firm has been providing financial services or products in the UK without our authorisation. Find out why to be especially wary of dealing with this unauthorised firm and how to protect yourself from scammers.

Morgan Consultancy Group

9 hours 8 min ago
We believe this firm has been providing financial services or products in the UK without our authorisation. Find out why to be especially wary of dealing with this unauthorised firm and how to protect yourself from scammers.

FCA publishes Feedback Statement on Distributed Ledger Technology

11 hours 23 min ago
The Financial Conduct Authority (FCA) has today published feedback on its Discussion Paper on Distributed Ledger Technology (DLT).

Regulation round-up December 2017

Thu, 12/14/2017 - 14:00
Regulation round-up is our monthly email to all regulated firms, updating you on the latest news that affects your sector.

New York Law Specialists

Thu, 12/14/2017 - 10:34
We believe this firm has been providing financial services or products in the UK without our authorisation. Find out why to be especially wary of dealing with this unauthorised firm and how to protect yourself from scammers.

Bulwark Insurance

Thu, 12/14/2017 - 10:32
We believe this firm has been providing financial services or products in the UK without our authorisation. Find out why to be especially wary of dealing with this unauthorised firm and how to protect yourself from scammers.

Revive Capital Group

Thu, 12/14/2017 - 10:17
We believe this firm has been providing financial services or products in the UK without our authorisation. Find out why to be especially wary of dealing with this unauthorised firm and how to protect yourself from scammers.

AIM Investment Company fined for failing to disclose inside information as soon as possible

Thu, 12/14/2017 - 10:00
The Financial Conduct Authority (FCA) has today fined Tejoori Limited (Tejoori) £70,000 for failing to inform the market of inside information as required by Article 17(1) of the Market Abuse Regulation (MAR).  This is the first fine the FCA has imposed on an AIM company for late disclosure following the introduction of MAR on 3 July 2016.

FCA publishes update on proposed new rules to help credit card customers in persistent debt and asks for further views

Thu, 12/14/2017 - 09:00
The Financial Conduct Authority (FCA) has today published an updated consultation on rules to help customers in persistent credit card debt.

FCA consults on how firms and individuals will transition to the Senior Managers and Certification Regime

Wed, 12/13/2017 - 10:00
The Financial Conduct Authority (FCA) has today published a package of proposals on how firms and individuals will move to the Senior Managers and Certification Regime. The aim of the new regime is to make individuals more accountable for their conduct and competence.

Ross Peters Sentenced for Failing to Pay Confiscation Order

Tue, 12/12/2017 - 17:00
Ross Peters was today sentenced to 400 days’ imprisonment for failing to pay the full value of a confiscation order made against him.

Wee Loans (clone)

Tue, 12/12/2017 - 15:43
Fraudsters are using the details of firms we authorise to try to convince people that they work for a genuine, authorised firm. Find out more about this ‘clone firm’. 

FCA makes it easier for people to compare bank accounts

Tue, 12/12/2017 - 10:00
The Financial Conduct Authority (FCA) has today published final rules which will require providers of personal current accounts and business current accounts to publish information that will help customers to compare the service they could receive from different providers.

Six guilty in relation to £2.7m boiler room scam

Mon, 12/11/2017 - 16:30
In a criminal prosecution brought by the Financial Conduct Authority (FCA), three defendants have today been found guilty for their roles in a series of boiler rooms which led to the loss of more than £2.7m of investors’ funds. 

Goldbrigde Fund Management (clone of EEA authorised firm)

Mon, 12/11/2017 - 16:24
Fraudsters are using the details of firms we authorise to try to convince people that they work for a genuine, authorised firm. Find out more about this ‘clone firm’. 

Howland Law Firm / Howland Law LLP

Mon, 12/11/2017 - 15:46
We believe this firm has been providing financial services or products in the UK without our authorisation. Find out why to be especially wary of dealing with this unauthorised firm and how to protect yourself from scammers.

FCA updates on its work on financial advice given to members of the British Steel Pension Scheme (BSPS)

Mon, 12/11/2017 - 15:05
The FCA is aware of concerns about the financial advice received by members of the British Steel Pension Scheme (BSPS). The BSPS is being restructured and this has prompted many members to consider if they should transfer out of a Defined Benefit (DB) scheme to a personal pension scheme.

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